Securities Crimes
Title | Securities Crimes PDF eBook |
Author | Marvin G. Pickholz |
Publisher | |
Total Pages | |
Release | |
Genre | Securities fraud |
ISBN | 9780876329719 |
Bromberg and Lowenfels on Securities Fraud & Commodities Fraud
Title | Bromberg and Lowenfels on Securities Fraud & Commodities Fraud PDF eBook |
Author | Alan R. Bromberg |
Publisher | |
Total Pages | |
Release | 2003 |
Genre | Securities |
ISBN |
Securities Fraud
Title | Securities Fraud PDF eBook |
Author | Louis L. Straney |
Publisher | John Wiley & Sons |
Total Pages | 210 |
Release | 2010-11-09 |
Genre | Business & Economics |
ISBN | 0470601574 |
The first complete, expert guide to securities and investment fraud Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets This book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities. Begins with an overview of the evolution of securities regulation and the impact of securities fraud Offers real cases and examples which illustrate recurring themes and red flags Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.
Securities Fraud
Title | Securities Fraud PDF eBook |
Author | Louis L. Straney |
Publisher | John Wiley & Sons |
Total Pages | 210 |
Release | 2010-11-09 |
Genre | Business & Economics |
ISBN | 0470601574 |
The first complete, expert guide to securities and investment fraud Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets This book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities. Begins with an overview of the evolution of securities regulation and the impact of securities fraud Offers real cases and examples which illustrate recurring themes and red flags Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.
Securities Crimes
Title | Securities Crimes PDF eBook |
Author | Marvin G. Pickholz |
Publisher | |
Total Pages | |
Release | 1993 |
Genre | Securities fraud |
ISBN | 9780876328569 |
"Fraud" and Civil Liability Under the Federal Securities Laws
Title | "Fraud" and Civil Liability Under the Federal Securities Laws PDF eBook |
Author | Louis Loss |
Publisher | |
Total Pages | 76 |
Release | 1983 |
Genre | Government publications |
ISBN |
Mortgage Fraud, Securities Fraud, and the Financial Meltdown: Prosecuting Those Responsible
Title | Mortgage Fraud, Securities Fraud, and the Financial Meltdown: Prosecuting Those Responsible PDF eBook |
Author | Robert Khuzami |
Publisher | DIANE Publishing |
Total Pages | 14 |
Release | 2010-10 |
Genre | Business & Economics |
ISBN | 1437928285 |
Certain principles are fundamental to the fair and proper functioning of our markets: that no one should have an unjust advantage; that investors have a right to disclosure that complies with fed. securities laws; and that there is a level playing field for all investors. Discusses how the SEC is moving on 5 fronts in the enforcement area to advance these objectives. Contents: (1) Recent Accomplishments and Initiatives: Mortgage-Related Cases; Accounting Fraud; Broker-Dealer, Investment Adviser, and Hedge Fund Misconduct; Insider Trading; Public Trust; Ponzi Schemes; Foreign Corrupt Practices Act; Cooperation and Coordination with Other Authorities; (2) Strengthening the Enforcement Division: Legislative Initiatives; Future Plans.