A Study of CFTC and Futures Self-regulatory Organization Penalties
Title | A Study of CFTC and Futures Self-regulatory Organization Penalties PDF eBook |
Author | |
Publisher | |
Total Pages | 160 |
Release | 1994 |
Genre | Commodity exchanges |
ISBN |
CFTC Policy Statement Relating to the Commission's Authority to Impose Civil Money Penalties and Futures Self-regulatory Organizations' Authority to Impose Sanctions
Title | CFTC Policy Statement Relating to the Commission's Authority to Impose Civil Money Penalties and Futures Self-regulatory Organizations' Authority to Impose Sanctions PDF eBook |
Author | United States. Commodity Futures Trading Commission |
Publisher | |
Total Pages | 16 |
Release | 1995 |
Genre | Commodity exchanges |
ISBN |
Futures Trading Act of 1982
Title | Futures Trading Act of 1982 PDF eBook |
Author | |
Publisher | |
Total Pages | 200 |
Release | 1983 |
Genre | Commodity exchanges |
ISBN |
Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)
Title | Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) PDF eBook |
Author | The Law The Law Library |
Publisher | Createspace Independent Publishing Platform |
Total Pages | 28 |
Release | 2018-06-10 |
Genre | |
ISBN | 9781721038626 |
Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commission hereby adopts its final definition of "public director" for the acceptable practices to Section 5(d)(15) ("Core Principle 15") of the Commodity Exchange Act ("CEA" or "Act"). (1) In addition, the Commission is lifting the stay it had previously placed on these acceptable practices. All designated contract markets ("DCMs") must demonstrate full compliance with Core Principle 15, via the acceptable practices or otherwise, within one year of this document's publication in the Federal Register. The acceptable practices and their procedural history are summarized below, as is the final definition of public director. This book contains: - The complete text of the Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section
Money penalties securities and futures regulators collect many fines but need to better use industrywide data : report to congressional committees
Title | Money penalties securities and futures regulators collect many fines but need to better use industrywide data : report to congressional committees PDF eBook |
Author | |
Publisher | DIANE Publishing |
Total Pages | 44 |
Release | |
Genre | |
ISBN | 1428975101 |
Futures Trading in Onions
Title | Futures Trading in Onions PDF eBook |
Author | United States. Commodity Exchange Authority |
Publisher | |
Total Pages | 84 |
Release | 1956 |
Genre | Commodity futures |
ISBN |
Reauthorization of the Commodity Futures Trading Commission
Title | Reauthorization of the Commodity Futures Trading Commission PDF eBook |
Author | United States. Congress. House. Committee on Agriculture. Subcommittee on Risk Management and Specialty Crops |
Publisher | |
Total Pages | 176 |
Release | 1995 |
Genre | Political Science |
ISBN |