A Study of CFTC and Futures Self-regulatory Organization Penalties

A Study of CFTC and Futures Self-regulatory Organization Penalties
Title A Study of CFTC and Futures Self-regulatory Organization Penalties PDF eBook
Author
Publisher
Total Pages 160
Release 1994
Genre Commodity exchanges
ISBN

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CFTC Policy Statement Relating to the Commission's Authority to Impose Civil Money Penalties and Futures Self-regulatory Organizations' Authority to Impose Sanctions

CFTC Policy Statement Relating to the Commission's Authority to Impose Civil Money Penalties and Futures Self-regulatory Organizations' Authority to Impose Sanctions
Title CFTC Policy Statement Relating to the Commission's Authority to Impose Civil Money Penalties and Futures Self-regulatory Organizations' Authority to Impose Sanctions PDF eBook
Author United States. Commodity Futures Trading Commission
Publisher
Total Pages 16
Release 1995
Genre Commodity exchanges
ISBN

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Futures Trading Act of 1982

Futures Trading Act of 1982
Title Futures Trading Act of 1982 PDF eBook
Author
Publisher
Total Pages 200
Release 1983
Genre Commodity exchanges
ISBN

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Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)
Title Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) PDF eBook
Author The Law The Law Library
Publisher Createspace Independent Publishing Platform
Total Pages 28
Release 2018-06-10
Genre
ISBN 9781721038626

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Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commission hereby adopts its final definition of "public director" for the acceptable practices to Section 5(d)(15) ("Core Principle 15") of the Commodity Exchange Act ("CEA" or "Act"). (1) In addition, the Commission is lifting the stay it had previously placed on these acceptable practices. All designated contract markets ("DCMs") must demonstrate full compliance with Core Principle 15, via the acceptable practices or otherwise, within one year of this document's publication in the Federal Register. The acceptable practices and their procedural history are summarized below, as is the final definition of public director. This book contains: - The complete text of the Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Money penalties securities and futures regulators collect many fines but need to better use industrywide data : report to congressional committees

Money penalties securities and futures regulators collect many fines but need to better use industrywide data : report to congressional committees
Title Money penalties securities and futures regulators collect many fines but need to better use industrywide data : report to congressional committees PDF eBook
Author
Publisher DIANE Publishing
Total Pages 44
Release
Genre
ISBN 1428975101

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Futures Trading in Onions

Futures Trading in Onions
Title Futures Trading in Onions PDF eBook
Author United States. Commodity Exchange Authority
Publisher
Total Pages 84
Release 1956
Genre Commodity futures
ISBN

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Reauthorization of the Commodity Futures Trading Commission

Reauthorization of the Commodity Futures Trading Commission
Title Reauthorization of the Commodity Futures Trading Commission PDF eBook
Author United States. Congress. House. Committee on Agriculture. Subcommittee on Risk Management and Specialty Crops
Publisher
Total Pages 176
Release 1995
Genre Political Science
ISBN

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