Fund Governance: Legal Duties of Investment Company Directors
Title | Fund Governance: Legal Duties of Investment Company Directors PDF eBook |
Author | Robert A. Robertson |
Publisher | Law Journal Press |
Total Pages | 906 |
Release | 2001 |
Genre | Investment advisors |
ISBN | 9781588521026 |
The Investment Company Director
Title | The Investment Company Director PDF eBook |
Author | David M. Butowsky |
Publisher | |
Total Pages | 396 |
Release | 1978 |
Genre | Directors of corporations |
ISBN |
Investment Company Determination Under the 1940 Act
Title | Investment Company Determination Under the 1940 Act PDF eBook |
Author | Robert H. Rosenblum |
Publisher | American Bar Association |
Total Pages | 980 |
Release | 2003 |
Genre | Mutual funds |
ISBN | 9781590310458 |
Fund Governance: Legal Duties of Investment Company Directors
Title | Fund Governance: Legal Duties of Investment Company Directors PDF eBook |
Author | Robert A. Robertson |
Publisher | |
Total Pages | |
Release | 2019 |
Genre | |
ISBN | 9781588522856 |
Fund Governance: Legal Duties of Investment Company Directors is a comprehensive, authoritative and practical treatment of the legal obligations of mutual fund and closed-end fund directors, the special duties of independent directors, and fund governance best practices. This treatise provides detailed coverage of a fund board's legal duties under the federal securities laws and state corporate and trust law. It examines the impact of statutes and regulations, SEC guidance, court cases, and best practices in the context of fiduciary duty requirements, board structure and operations, audit committees, advisory and distribution arrangements, affiliated transactions, and other aspects of fund management. It also addresses the special requirements for closed-end fund and money market fund directors, as well as director indemnification and insurance issues. Filled with insight, and featuring more than 30 forms and charts, Fund Governance: Legal Duties of Investment Company Directors looks closely at challenging questions that often arise.
General Rules and Regulations Under the Investment Company Act of 1940
Title | General Rules and Regulations Under the Investment Company Act of 1940 PDF eBook |
Author | United States. Securities and Exchange Commission |
Publisher | |
Total Pages | 56 |
Release | 1941 |
Genre | Investments |
ISBN |
General Rules and Regulations Under the Investment Company Act of 1940 as in Effect May 10, 1972
Title | General Rules and Regulations Under the Investment Company Act of 1940 as in Effect May 10, 1972 PDF eBook |
Author | United States. Securities and Exchange Commission |
Publisher | |
Total Pages | 96 |
Release | 1972 |
Genre | Mutual funds |
ISBN |
Corporate Governance and Responsible Investment in Private Equity
Title | Corporate Governance and Responsible Investment in Private Equity PDF eBook |
Author | Simon Witney |
Publisher | Cambridge University Press |
Total Pages | 241 |
Release | 2021-01-07 |
Genre | Law |
ISBN | 1108627668 |
Private equity-backed companies are ubiquitous and economically significant. Consequently, the corporate governance of these companies matters to all of us, and – not surprisingly – is coming under increasing scrutiny. Simon Witney, a practicing private equity lawyer, positions private equity portfolio companies within existing academic theory and examines the laws that apply to them in the UK. He analyses the actual governance frameworks that are put in place and identifies problems created by the legal rules – as well as the market's solutions to them. This book not only explains why these governance mechanisms are established, but also what they are expected to achieve. Witney suggests that private equity owners have both the incentives and the capability to focus on responsible investment practices. Good governance, he argues, is a critical success factor for the private equity industry.