Securities Litigation and Enforcement
Title | Securities Litigation and Enforcement PDF eBook |
Author | Donna M. Nagy |
Publisher | West Academic Publishing |
Total Pages | 1080 |
Release | 2008 |
Genre | Business & Economics |
ISBN |
Designed to suit a variety of two or three credit courses and seminars, the casebook is being used to teach (1) courses in "securities litigation" that examine litigation topics under the Exchange Act and the Securities Act; (2) courses in "securities enforcement" that center on SEC and criminal enforcement, market manipulation, insider trading, and the professional responsibilities of attorneys and accountants; and (3) more specialized courses or seminars that build around the theme of "current topics in securities litigation."
Global Securities Litigation and Enforcement
Title | Global Securities Litigation and Enforcement PDF eBook |
Author | Pierre-Henri Conac |
Publisher | Cambridge University Press |
Total Pages | 1363 |
Release | 2019-01-03 |
Genre | Law |
ISBN | 1108577423 |
Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.
Securities Litigation and Enforcement
Title | Securities Litigation and Enforcement PDF eBook |
Author | Joseph Groia |
Publisher | |
Total Pages | 511 |
Release | 2007 |
Genre | Securities |
ISBN | 9780779800032 |
Enforcement of Corporate and Securities Law
Title | Enforcement of Corporate and Securities Law PDF eBook |
Author | Robin Hui Huang |
Publisher | Cambridge University Press |
Total Pages | 553 |
Release | 2017-09-28 |
Genre | Law |
ISBN | 1316738507 |
This book assembles the world's most authoritative specialists for a comparative analysis of the enforcement of corporate and securities laws in thirteen national jurisdictions. It examines the enforcement of corporate and securities laws across the globe and across different legal and political systems from an in-depth comparative perspective.
The Enforcement of Securities Law in China
Title | The Enforcement of Securities Law in China PDF eBook |
Author | Wenming Xu |
Publisher | Springer Nature |
Total Pages | 157 |
Release | 2022-03-14 |
Genre | Law |
ISBN | 9811909040 |
This book takes a law and economic approach to examine the securities law enforcement in China and provides an in-depth empirical analysis on the enforcement inputs and outputs. In contrast to previous studies, it systematically collects a large sample of judicated securities fraud cases and public sanctions as disclosed by the listed companies. The enforcement regime is further divided into the private enforcement exemplified by the civil litigation imitated by harmed investors and public enforcement by sanctions proceedings initiated by public agencies. Academic researchers, policy makers and practitioners, who are interested in the securities market and regulation could find the information provided in this book interesting.
SEC Compliance and Enforcement Answer Book
Title | SEC Compliance and Enforcement Answer Book PDF eBook |
Author | David M. Stuart |
Publisher | |
Total Pages | |
Release | 2020 |
Genre | Corporate governance |
ISBN | 9781402436062 |
Securities Litigation and Enforcement in a Nutshell
Title | Securities Litigation and Enforcement in a Nutshell PDF eBook |
Author | MARGARET V.. NAGY SACHS (DONNA M. RUSSELLO, GERALD J.) |
Publisher | West Academic Publishing |
Total Pages | 551 |
Release | 2020-11-16 |
Genre | |
ISBN | 9781647082734 |
The 2nd edition of the Securities Litigation and Enforcement Nutshell focuses on an area of law that burgeoned nearly two decades ago after the accounting and corporate governance scandals at Enron, WorldCom, and other large publicly traded companies. It is an area of law that has only continued to expand with the 2008 financial crisis and subsequent legislation, including the Dodd-Frank Act of 2010 and the JOBS Act of 2012, and with several recent rulings by the U.S. Supreme Court. The Nutshell examines private, SEC, and criminal enforcement of the federal securities laws, with an emphasis on the elements that establish securities fraud, and the doctrinal and practical issues that typically emerge in prosecuting or defending such claims.