Regulation, Litigation and Enforcement
Title | Regulation, Litigation and Enforcement PDF eBook |
Author | Michael Legg |
Publisher | |
Total Pages | 263 |
Release | 2011 |
Genre | Actions and defenses |
ISBN | 9780455229508 |
While litigation is often considered a last resort for achieving regulatory objectives, its use can have significant impacts on the regulator and regulated entity, and a consequential impact on industry, government and the public. REGULATION, LITIGATION AND ENFORCEMENT examines the procedural aspects of litigation in the regulatory context from the perspective of theory, policy and practice. It considers litigation issues common to all regulatory schemes, such as investigation and information gathering powers, and criminal law aspects of regulatory litigation. The different regulatory regimes are considered together so that they can be compared and contrasted. REGULATION, LITIGATION AND ENFORCEMENT reviews the need for regulation, forms of regulation and techniques of regulation. Pre-litigation steps are covered; coercive investigatory powers examined; and the limitations imposed by privilege discussed.
Global Securities Litigation and Enforcement
Title | Global Securities Litigation and Enforcement PDF eBook |
Author | Pierre-Henri Conac |
Publisher | Cambridge University Press |
Total Pages | 1363 |
Release | 2019-01-03 |
Genre | Law |
ISBN | 1108577423 |
Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.
Regulation Versus Litigation
Title | Regulation Versus Litigation PDF eBook |
Author | Daniel P. Kessler |
Publisher | University of Chicago Press |
Total Pages | 344 |
Release | 2011-02 |
Genre | Business & Economics |
ISBN | 0226432181 |
The efficacy of various political institutions is the subject of intense debate between proponents of broad legislative standards enforced through litigation and those who prefer regulation by administrative agencies. This book explores the trade-offs between litigation and regulation, the circumstances in which one approach may outperform the other, and the principles that affect the choice between addressing particular economic activities with one system or the other. Combining theoretical analysis with empirical investigation in a range of industries, including public health, financial markets, medical care, and workplace safety, Regulation versus Litigation sheds light on the costs and benefits of two important instruments of economic policy.
A Securities Regulation, Litigation, and Enforcement Handbook
Title | A Securities Regulation, Litigation, and Enforcement Handbook PDF eBook |
Author | Paul C. Saunders |
Publisher | |
Total Pages | |
Release | 2022-03-15 |
Genre | |
ISBN | 9781949884739 |
Securities law is undeniably central to our economy and livelihood, but for many the law can be arcane and opaque. This handbook, written by a litigator who has taught securities law at two law schools, as well as at the Securities and Exchange Commission, will help to lead practitioners, law professors, law students, and even those not schooled in the law, through the maze of American securities. This handy reference text includes guidance on the registration of securities and public offerings, civil and criminal liability, the prohibition of market manipulation and insider trading, as well as the intricacies of securities litigation, class actions, and the arbitration of securities disputes. Among other subjects, it also covers the Foreign Corrupt Practices Act and the current attempts to regulate the sale of cryptocurrencies as securities.
SEC Compliance and Enforcement Answer Book
Title | SEC Compliance and Enforcement Answer Book PDF eBook |
Author | David M. Stuart |
Publisher | |
Total Pages | |
Release | 2020 |
Genre | Corporate governance |
ISBN | 9781402436062 |
Lawyers and Regulation
Title | Lawyers and Regulation PDF eBook |
Author | Patrick Schmidt |
Publisher | Cambridge University Press |
Total Pages | 320 |
Release | 2005-06-23 |
Genre | Law |
ISBN | 9781139444644 |
This book is a close study of lawyers who practise occupational safety and health law in the United States, using detailed interview and survey data to explore the roles that lawyers have as representatives of companies, unions, and OSHA (the Occupational Safety and Health Administration). Placed in the context of evolving understandings of regulatory politics as a problem of public-private interaction and negotiation, the book argues that lawyers adapt to multiple roles in what prove to be highly complex settings. The core chapters examine stages of the administrative process where various groups attempt to shape the immediate outcomes and the development of OSHA law. These stages include administrative rulemaking, post-rulemaking litigation of government standards, regulatory enforcement, and compliance counseling by lawyers.
The Litigation State
Title | The Litigation State PDF eBook |
Author | Sean Farhang |
Publisher | Princeton University Press |
Total Pages | 321 |
Release | 2010-08-02 |
Genre | Law |
ISBN | 1400836786 |
Of the 1.65 million lawsuits enforcing federal laws over the past decade, 3 percent were prosecuted by the federal government, while 97 percent were litigated by private parties. When and why did private plaintiff-driven litigation become a dominant model for enforcing federal regulation? The Litigation State shows how government legislation created the nation's reliance upon private litigation, and investigates why Congress would choose to mobilize, through statutory design, private lawsuits to implement federal statutes. Sean Farhang argues that Congress deliberately cultivates such private lawsuits partly as a means of enforcing its will over the resistance of opposing presidents. Farhang reveals that private lawsuits, functioning as an enforcement resource, are a profoundly important component of American state capacity. He demonstrates how the distinctive institutional structure of the American state--particularly conflict between Congress and the president over control of the bureaucracy--encourages Congress to incentivize private lawsuits. Congress thereby achieves regulatory aims through a decentralized army of private lawyers, rather than by well-staffed bureaucracies under the president's influence. The historical development of ideological polarization between Congress and the president since the late 1960s has been a powerful cause of the explosion of private lawsuits enforcing federal law over the same period. Using data from many policy areas spanning the twentieth century, and historical analysis focused on civil rights, The Litigation State investigates how American political institutions shape the strategic design of legislation to mobilize private lawsuits for policy implementation.