A Securities Regulation, Litigation, and Enforcement Handbook
Title | A Securities Regulation, Litigation, and Enforcement Handbook PDF eBook |
Author | Paul C. Saunders |
Publisher | |
Total Pages | |
Release | 2022-03-15 |
Genre | |
ISBN | 9781949884739 |
Securities law is undeniably central to our economy and livelihood, but for many the law can be arcane and opaque. This handbook, written by a litigator who has taught securities law at two law schools, as well as at the Securities and Exchange Commission, will help to lead practitioners, law professors, law students, and even those not schooled in the law, through the maze of American securities. This handy reference text includes guidance on the registration of securities and public offerings, civil and criminal liability, the prohibition of market manipulation and insider trading, as well as the intricacies of securities litigation, class actions, and the arbitration of securities disputes. Among other subjects, it also covers the Foreign Corrupt Practices Act and the current attempts to regulate the sale of cryptocurrencies as securities.
Global Securities Litigation and Enforcement
Title | Global Securities Litigation and Enforcement PDF eBook |
Author | Pierre-Henri Conac |
Publisher | Cambridge University Press |
Total Pages | 1363 |
Release | 2019-01-03 |
Genre | Law |
ISBN | 1108577423 |
Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.
SEC Compliance and Enforcement Answer Book
Title | SEC Compliance and Enforcement Answer Book PDF eBook |
Author | David M. Stuart |
Publisher | |
Total Pages | |
Release | 2020 |
Genre | Corporate governance |
ISBN | 9781402436062 |
Securities Litigation and Enforcement
Title | Securities Litigation and Enforcement PDF eBook |
Author | Donna M. Nagy |
Publisher | West Academic Publishing |
Total Pages | 1080 |
Release | 2008 |
Genre | Business & Economics |
ISBN |
Designed to suit a variety of two or three credit courses and seminars, the casebook is being used to teach (1) courses in "securities litigation" that examine litigation topics under the Exchange Act and the Securities Act; (2) courses in "securities enforcement" that center on SEC and criminal enforcement, market manipulation, insider trading, and the professional responsibilities of attorneys and accountants; and (3) more specialized courses or seminars that build around the theme of "current topics in securities litigation."
Regulation by Litigation
Title | Regulation by Litigation PDF eBook |
Author | Andrew P. Morriss |
Publisher | Yale University Press |
Total Pages | 293 |
Release | 2009-01-01 |
Genre | Law |
ISBN | 0300120028 |
"Examines three major cases in which litigation was used to achieve regulatory ends: the EPA's suit against heavy duty diesel engine manufacturers; asbestos and silica dust litigation by private attorneys; and private and state lawsuits against cigarette manufacturers"--Provided by publisher.
Securities Litigation
Title | Securities Litigation PDF eBook |
Author | Jonathan C. Dickey |
Publisher | Practising Law Institute |
Total Pages | 0 |
Release | 2006 |
Genre | Actions and defenses |
ISBN | 9781402408175 |
Securities Litigation: A Practitioner's Guide can help companies cope effectively with this major challenge, by providing you with the guidance you need to help your clients get the competitive edge in securities class actions.
Securities Litigation and Enforcement in a Nutshell
Title | Securities Litigation and Enforcement in a Nutshell PDF eBook |
Author | MARGARET V.. NAGY SACHS (DONNA M. RUSSELLO, GERALD J.) |
Publisher | West Academic Publishing |
Total Pages | 551 |
Release | 2020-11-16 |
Genre | |
ISBN | 9781647082734 |
The 2nd edition of the Securities Litigation and Enforcement Nutshell focuses on an area of law that burgeoned nearly two decades ago after the accounting and corporate governance scandals at Enron, WorldCom, and other large publicly traded companies. It is an area of law that has only continued to expand with the 2008 financial crisis and subsequent legislation, including the Dodd-Frank Act of 2010 and the JOBS Act of 2012, and with several recent rulings by the U.S. Supreme Court. The Nutshell examines private, SEC, and criminal enforcement of the federal securities laws, with an emphasis on the elements that establish securities fraud, and the doctrinal and practical issues that typically emerge in prosecuting or defending such claims.